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RegEd Hosts NAIC Market Regulation Update and Market Conduct Exam Best Practices Webinar for Compliance, Legal and Risk Management Professionals in the Insurance Industry

Oct. 30, 2017

RegEd, the leading provider of compliance and risk management technology to the insurance and financial services industries, presented the webinar, “NAIC Market Regulation Update and Market Conduct Exam Best Practices” on October 26, 2017. The session featured Randy A. Helder, Assistant Director of Market Regulation, National Association of Insurance Commissioners (NAIC), and RegEd regulatory and technology subject matter experts. Attendees included executives and senior managers from Compliance, Legal and Risk Management across the insurance industry.

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RegEd, Leading Provider of Compliance Technology Solutions, to Participate in 2017 NSCP National Conference

Oct. 13, 2017

RegEd, the leading provider of compliance technology solutions to the financial services industry, is pleased to announce its participation in the 2017 National Society of Compliance Professionals (NSCP) National Conference in Washington, DC, on October 16-18, 2017.

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RegEd to Feature Enterprise Solutions for Managing Regulatory Change, Consumer Complaints and Market Conduct Exams at AICP Annual Conference 2017

Sept. 28, 2017

RegEd, the leading provider of compliance technology solutions to insurance companies, broker-dealers and other financial services firms, is pleased to announce its participation in the Association of Insurance Compliance Professionals’ (AICP) Annual Conference 2017 in Seattle, WA, October 1-4, 2017.

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RegEd Named SILA 2017 Organization of the Year

Sept. 26, 2017

RegEd, the leading provider of compliance technology solutions to the financial services industry, including Xchange, the market-leading Enterprise Licensing and Registration solution, has been named the SILA Organization of the Year. The award was announced at the 2017 SILA National Education Conference in Orlando, FL on September 26, 2017.

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RegEd Compliance Thought Leaders to Participate in 28th Annual SILA National Education Conference

Sept. 22, 2017

RegEd, the leading provider of compliance technology solutions to the financial services industry, including Xchange, the market-leading Enterprise Licensing and Registration solution, will participate in the 2017 SILA National Education Conference in Orlando, FL on Sept. 24-27, 2017.

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RegEd Recognized by SILA Foundation for Contributions to Education Advancement

July 17, 2017

RegEd, the leading provider of Licensing and Registration technology solutions to the financial services industry, today announced that it will be recognized for its ongoing commitment to the advancement of education and support of the SILA Foundation, an education-focused non-profit organization. In commemoration of RegEd’s support, the SILA Foundation will issue an academic scholarship for 2017 in RegEd’s name. In addition, Ann Robinson of RegEd has been named Chair of the SILA Foundation Promotions Committee.

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RegEd Reaches New Milestone with More than 250,000 Registered Reps Reporting Outside Business Activities and Compliance Disclosures Through its Enterprise Platform

May 16, 2017

RegEd, the leading provider of compliance and risk management technology to broker-dealers and other financial services firms, today announced that it has surpassed 250,000 registered reps reporting outside business activities and compliance disclosures through its enterprise platform, representing 50% of the registered rep population across firms with over 100 reps.

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RegEd to Showcase Enterprise Compliance Solutions at FINRA Annual Conference

May 15, 2017

RegEd, the leading provider of compliance technology solutions to broker-dealers and other financial services firms, is pleased to announce its participation at the 2017 FINRA Annual Conference in Washington, DC, May 16-18, 2017.

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RegEd to Welcome Regulators and Notable Compliance and Operations Experts to its Annual Client Conference in Hilton Head, SC

April 27, 2017

Compliance, licensing and registration, and operations professionals from the financial services industry will gather at the sixth annual RegEd Compliance Alliance (RCA) conference

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RegEd Named CE Quality Partner by CFP Board

February 10, 2017

RegEd has been named a “CFP Board CE Quality Partner” after successfully meeting criteria established by Certified Financial Planner Board of Standards Inc. (CFP Board).

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RegEd Announces Program for Sixth Annual Client Conference in Hilton Head Island, SC

February 8, 2017

RegEd, the leading provider of compliance technology solutions to broker-dealers and other financial services firms, is pleased to announce the annual RegEd Compliance Alliance (RCA) client conference will be held in Hilton Head Island, SC, May 1-3, 2017.

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RegEd to Showcase Enterprise Compliance Solutions at FSI OneVoice Conference

January 19, 2017

RegEd, the leading provider of compliance technology solutions to broker-dealers and other financial services firms, is pleased to announce its participation in the Financial Services Institute (FSI) OneVoice conference in San Francisco, CA, January 23-25, 2017.

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RegEd Selected as “Best-in-Class” Solution for 1st Global’s Enterprise Empowerment Initiative

December 8, 2016

RegEd, the leading provider of enterprise Compliance Management, Licensing and Registration and Compliance Education solutions, has announced a partnership with 1st Global, an independent wealth management partner to exceptional CPA firms, to be a part of the company’s Enterprise Empowerment Initiative (EEI).

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RegEd to Showcase Solutions That Enable a Culture of Compliance at the 2016 NSCP National Conference

October 14, 2016

RegEd, the leading provider of compliance technology solutions to the financial services industry, is pleased to announce its participation in the 2016 National Society of Compliance Professionals (NSCP) National Conference in Washington, DC, on October 16-19, 2016.

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RegEd Announces Partnership With IRI on Training to Help Industry Professionals Comply With the DOL Fiduciary Rule

October 12, 2016

RegEd, the leading provider of Compliance Education and Product Training solutions for the financial services industry, has announced a partnership with the Insured Retirement Institute (IRI) to offer a series of courses for financial professionals and home office personnel as part of a new training initiative.

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RegEd to Showcase Regulatory Change Management and Market Conduct Exam Management Solutions at AICP Annual Conference 2016

September 25, 2016

RegEd, the leading provider of compliance technology solutions to insurance companies, broker-dealers and other financial services firms, is pleased to announce its participation in the Association of Insurance Compliance Professionals’ (AICP) Annual Conference 2016 in Orlando, FL, October 25-28, 2016.

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RegEd Compliance Thought Leaders to Participate in 27th Annual SILA National Education Conference

September 16, 2016

RegEd, the leading provider of compliance technology solutions to the financial services industry, including Xchange, the market-leading Enterprise Licensing and Registration solution, has announced its participation in the 2016 SILA National Education Conference in San Antonio, TX on Sept. 18-21, 2016.

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RegEd Reaches 1.5 Million Alerts Processed on Credentialing Data Management Solution

September 16, 2016

RegEd, the leading provider of Licensing and Registration technology solutions to the financial services industry, today announced that Alerts 2.0, a module of its Xchange Enterprise Licensing and Registration solution, has processed more than 1.5 million alerts since its launch earlier this year. Alerts 2.0, through integration with the NIPR Producer Database (“PDB”), significantly expands the range of data for which firms can receive automated change notifications and systematized, timely reconciliation with the firm’s back-end database.

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RegEd to Showcase Enterprise Compliance Solutions for Insurance Companies at ACLI Compliance and Legal Conference 2016

July 08, 2016

RegEd, the leading provider of compliance technology to the financial services industry, will highlight a set of enterprise compliance solutions at the upcoming ACLI Compliance & Legal Sections Annual Conference 2016, held July 11-13 in Boston, MA. The featured solutions enable insurers and other financial services firms to effectively and efficiently meet compliance obligations and proactively manage their compliance program.

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RegEd to Feature Solutions that Address Critical Compliance Challenges for the Banking Industry at ABA Regulatory Compliance Conference 2016

June 10, 2016

RegEd, the leading provider of compliance technology to the financial services industry, will highlight a set of enterprise compliance solutions at the upcoming ABA Regulatory Compliance Conference 2016, held June 12-15 in San Diego, CA. The featured solutions enable banks to efficiently address critical compliance challenges, including several key areas of regulator focus.

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RegEd Announces Regulatory Exam Management Capabilities for CODE® Enterprise Platform

June 7, 2016

RegEd, a leading provider of compliance technology solutions for the financial services industry, has announced the expansion of the Comply On Demand Enterprise (CODE®) platform to address the multitude of requirements associated with undergoing regulatory exams. Regulatory Exam Management leverages CODE’s enterprise workflow, task management, document management and reporting capabilities to enable firms to drive efficiency throughout the end-to-end exam process.

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RegEd Announces Expanded Compliance Education and Product Training Solutions in Response to DOL Fiduciary Rule

June 2, 2016

RegEd, a leading provider of Compliance Education and Product Training solutions for the financial services industry, has announced that it will add to its extensive library of courses for licensed insurance agents, registered representatives and financial advisors in the wake of the recently released Department of Labor (DOL) Fiduciary Rule. The series of new courses will enable firms in the insurance and securities industries to effectively train employees on the new and changed standards that have been the product of the rulemaking.

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RegEd Revolutionizes Producer and Adjuster Licensing Maintenance with Fully Automated Credentialing Data Management Solution

May 26, 2016

RegEd, the leading provider of Licensing and Registration technology solutions to the financial services industry, today announced that it has launched Alerts 2.0, a module of its Xchange Enterprise Licensing and Registration solution. Alerts 2.0, through integration with the NIPR Producer Database (“PDB”), will significantly expand the range of data for which firms can receive automated change notifications and systematized, timely reconciliation of changes with the firm’s back-end database.

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RegEd to Showcase Innovations in Insurance Licensing, Appointment and Onboarding Technology at NIPR Insurance Summit 2016

May 13, 2016

RegEd, the leading provider of compliance and credentialing solutions to the financial services industry, will highlight recent additions to its licensing, appointment and registration solutions portfolio at the upcoming Insurance Summit 2016. The event, to be held May 16-20 in Kansas City, is presented jointly by the NAIC and NIPR.

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Regulators and Industry Experts Address Key Trends and Challenges at Fifth Annual RegEd Compliance Alliance Conference

May 3, 2016

Financial services compliance, licensing and registration, and operations professionals assembled at the fifth annual RegEd Compliance Alliance (RCA) conference to share best practices, build critical knowledge across a range of topics, and engage with regulators and industry experts. The event was held April 18-20 in Charleston, SC and was attended by more than 150 representatives from financial services firms, regulatory agencies, consultancies, and law firms. The conference focused on issues and topics of critical concern for the attendees, including:

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RegEd to Welcome Regulators and Notable Compliance and Operations Experts to its Annual Client Conference in Charleston, SC

April 8, 2016

Compliance, licensing and registration, and operations professionals from the financial services industry will gather at the fifth annual RegEd Compliance Alliance (RCA) conference to share best practices, build critical knowledge across a range of topics, and interact with regulators and industry experts. The event will be held April 18-20 in Charleston, SC, and will be hosted by RegEd, a leading provider of compliance, education, and licensing and registration solutions to banks, broker-dealers, insurance companies and other financial services firms.

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RegEd Completes 3 Million Submissions on Compliance Questionnaires Solution

April 6, 2016

RegEd, the leading provider of compliance and risk management technology to broker-dealers and other financial services firms, today announced that its Compliance Questionnaires solution has achieved the milestone of processing 3 million submissions, enabling its broker-dealer clients to efficiently manage their compliance programs. Today, Compliance Questionnaires is used by more than 400 enterprise clients, including 80% of the top 25 broker-dealers.

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Leading GRC Analyst Evaluates RegEd’s CODE™ Enterprise Platform for Regulatory Change Management and other Core Compliance Functions

March 31, 2016

RegEd, a leading provider of compliance technology to the financial services industry, has published an Analyst Report from GRC 20/20 Research, an independent analyst of governance, risk management, and compliance solutions (GRC). The report, authored by Michael Rasmussen, President of GRC 20/20, offers an objective evaluation of the CODE enterprise platform based on an extensive technical capabilities assessment and in-depth interviews with RegEd clients. The report describes CODE as delivering “an integrated and harmonized architecture to manage compliance in the context of today’s demanding requirements,” and commends RegEd’s subject matter expertise as indicative of an “intimate understanding of regulatory change, particularly for financial services.”

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RegEd to Participate in ARM Annual Conference 2016

March 2, 2016

RegEd, the leading provider of licensing and registration technology solutions to the financial services industry, is pleased to announce its participation in the Association of Registration Management, Inc. (ARM) Annual Conference 2016 in Amelia Island, FL, March 7-9, 2016.

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RegEd Announces Program for Fifth Annual Client Conference in Charleston, SC

January 13, 2016

RegEd, the leading provider of compliance technology solutions to the financial services industry, is pleased to announce that it will mark the fifth anniversary of the RegEd Compliance Alliance (RCA) Client Conference by hosting the event in historic Charleston, SC, on April 18th-20th, 2016.

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RegEd Hosts Policies and Procedures Management Workshop for Compliance, Legal and Risk Professionals in the Financial Services Industry

December 21, 2015

RegEd, the leading provider of compliance and risk management technology to the financial services industry, hosted the Policy Management by Design workshop earlier this month at the View of the World Terrace Club in Lower Manhattan’s Financial District. The workshop was presented with GRC 20/20 Research, a leading industry analyst firm. Attendees included executives and senior managers from Compliance, Risk Management, Legal and Governance in the financial services industry.

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RegEd Survey Reveals Challenges Financial Services Firms Face with FCPA Compliance Management

December 14, 2015

RegEd, the leading provider of compliance and risk management technology to the financial services industry, today released the results of its anti-bribery and corruption compliance management poll. The poll was conducted during “Critical Capabilities to Address Bribery and Corruption,” which highlighted 2015 FCPA (Foreign Corrupt Practices Act) developments and trends to expect in 2016. The webinar was hosted by RegEd and GRC 20/20, a leading industry analyst firm.

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RegEd to Participate in AICP Annual Conference 2015

October 8, 2015

RegEd, the leading provider of compliance technology solutions to insurance companies, broker-dealers and other financial services firms, is pleased to announce its participation in the Association of Insurance Compliance Professionals’ (AICP) Annual Conference 2015 in New Orleans, LA, October 11-14, 2015.

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RegEd Announces Smart Appointment Processing Technology for its Xchange Enterprise Solution

October 2, 2015

RegEd, the leading provider of Licensing and Registration technology solutions to the financial services industry, has announced the addition of Smart Appointments to Xchange, its Enterprise Licensing and Registration solution. The new capability will significantly streamline and automate the management of producer appointments for insurers.

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RegEd Announces Automated Monitoring and Reconciliation of Changes to Producer Credentials

September 30, 2015

RegEd, the leading provider of Licensing and Registration technology solutions to the financial services industry, has announced Alerts 2.0, a new module of its Xchange Enterprise Licensing and Registration solution. Alerts 2.0 will significantly expand the range of data for which firms can receive automated change notifications and systematized, timely reconciliation of changes against the firm’s individual / agency database.

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RegEd to Participate in 2015 FINRA Advertising Regulation Conference and Host Client Advisory Board

September 29, 2015

RegEd, the leading provider of compliance and risk management technology to broker-dealers and other financial services firms, including the industry-leading Advertising Review solution, announced its participation in the 2015 FINRA Advertising Regulation Conference in Washington, DC, on October 8-9, 2015.

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RegEd Compliance Thought Leaders to Participate in 2015 SILA National Education Conference

September 23, 2015

RegEd, the leading provider of compliance technology solutions to the financial services industry, including Xchange, the market-leading Enterprise Licensing and Registration solution, announced its participation in the 2015 Securities and Insurance Licensing Association (SILA) Conference in Nashville, TN on October 4-7, 2015.

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RegEd Announces Acquisition by Falfurrias Capital Partners

July 7, 2015

RegEd, a leading provider of compliance software and solutions for the financial services industry today announced that Falfurrias Capital Partners, a Charlotte-based private equity firm focused on investing in growth-oriented middle-market companies, has purchased a controlling interest in RegEd from StoneRiver Group, L.P. The announcement underscores RegEd’s commitment to ongoing innovation, product expansion and customer focus.

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